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Mark Hunter

Chief Compliance Officer, Schwab Asset Management®
Charles Schwab & Co., Inc.

Mark Hunter is a Managing Director and Chief Compliance Officer for Schwab Asset Management and for the Schwab Funds® and Schwab ETFsTM. He is also Head of Wealth & Advice Solutions Compliance within the Corporate Risk Management Group. He is responsible for the compliance functions supporting Schwab Asset Management and oversees compliance for the firm’s wealth and investment solutions enterprise.

Previously, Mr. Hunter was head of regulatory compliance at Dimensional Fund Advisors, where he oversaw teams responsible for regulatory filings, code of ethics supervision, and fund/ETF compliance operations. He also served as the firm’s global AML officer and sanctions compliance officer. Prior to joining Dimensional, Mr. Hunter was a compliance officer with Janus Henderson, where he was responsible for distribution and transfer agency compliance issues. He started his career with FINRA as an examiner with the enforcement department and Denver District Office. 

 Mr. Hunter earned a Master of Business Administration from the University of Colorado and a Bachelor of Science from Old Dominion University. He earned the Certified Regulatory and Compliance Professional designation from the FINRA Institute at Wharton School of Business and holds Series 7, 24, and 28 licenses.