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Schwab Personalized Indexing®

Your clients can now have a professionally managed strategy that is tax optimized and can be customized as a core component of their portfolio.

We’re going beyond index investing

Schwab Personalized Indexing can serve as a tax-efficient foundation for your client's portfolio. With the ability to automatically manage gains and losses at the individual holding level, this direct indexing strategy provides tax-loss harvesting and potentially greater annual after-tax returns.

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An index-based portfolio your clients can personalize

Schwab Personalized Indexing is designed to be a core component of your client’s investments. It gives them an equity portfolio that can be shaped to be consistent with their goals and personal values.

Tax efficient

  • Tax-loss harvesting seeks to minimize tax liabilities.
  • There is the potential to outperform the index on an after-tax basis, thanks to tax-loss harvesting.

 

Customizable

  • Choose from four index-based strategies for the market exposure your client prefers, with the ability to exclude individual stock and/or industry categories.1

Professionally managed

  • Portfolio managers leverage advanced technology to optimize your client’s portfolio and monitor it on a daily basis.

1 The extent to which holdings can be personalized is subject to account type and investment management guidance. All accounts may exclude up to three securities

Available Strategies

We offer a variety of strategies to choose from:

Schwab 1000 Equity

Designed to capture representation of the 1,000 largest U.S. companies, covering approximately 90% of total U.S. stock market capitalization.

US 500 Large Cap

Designed to capture representations of the large-cap segment of the U.S. equity market, targeting the 500 largest U.S. companies.

US 3000 Broad Market

Designed to capture representations of the largest 3,000 U.S. companies, covering approximately 98% of the total U.S. stock market capitalization.

S&P Small Cap 600®

Designed to capture representation of the small cap segment of the U.S. equity market.

MSCI KLD 400 Social

Designed to capture exposure to companies with outstanding ESG ratings and excludes companies whose products have negative social or environmental impacts.

MSCI EAFE International

Designed to capture large- and mid-cap representation of developed markets* around the world, excluding the U.S. and Canada. It is composed of equities across countries in Europe, Australasia, and the Far East.

* While this strategy looks to approximate the pre-tax return and risk characteristics of the MSCI EAFE Index, it will not invest directly in the local securities tracked by the index and will instead invest in American Depositary Receipts (ADRs) that are traded on U.S. Exchanges which may not align to the index exposure of every country at all times.

Tax efficient

Schwab Personalized Indexing can serve as a tax-efficient foundation for your client’s portfolio. With the ability to automatically manage gains and losses at the individual holding level, each direct indexing strategy provides tax-loss harvesting and potentially greater annual after-tax returns
(or tax alpha Tooltip ).

Tax efficient

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