The art and science of behavioral finance

Explore insights and tools to unlock the power of behavioral finance, strengthen client relationships and optimize investing outcomes.

Why is behavioral finance important?

Instincts and emotions sometimes drive the decisions clients make about money. With behavioral finance, you can help bridge the gap between what clients feel they want and what you know they need financially. Get insights from Omar Aguilar, Ph.D., CEO and CIO of Schwab Asset Management.

It is important because we’re all human. For decades data-driven concepts like modern portfolio theory and efficient market hypotheses guided advisors’ work with clients.

These ideas remain essential, but it’s clear that we all have become more data-dependent, and we all react differently to changes in financial or economic conditions. This is where behavioral finance comes in. 

Behavioral finance helps to explain the ways that emotional cognitive biases can directly influence investment decisions. 
For example, during a long bull market, recency bias may cause investors to expect the upward trajectory to continue. On the other hand, during periods of market volatility, loss aversion can potentially lead to panic selling, locking losses that otherwise could have been avoided. 

At Schwab Asset Management, we work with advisors and their clients to help investors achieve their goals by trying to bridge the gap between what the client wants and what the client needs. We do this by providing insights, practical tools, and investment solutions that incorporate behavioral finance, that also reflect our distinctive company values that are founded by our investment philosophy, research, expertise, and experience.

Information provided herein is for general information purposes only and should not be considered an individualized recommendation or personalized investment advice. The investment strategies mentioned may not be suitable for everyone. Each investor needs to review an investment strategy for his or her own particular situation before making any investment decisions.

This information is not intended to be a substitute for specific individualized tax, legal, or investment planning advice.

Diversification strategies do not ensure a profit and do not protect against losses in declining markets.

Schwab Asset Management® is the dba name for Charles Schwab Investment Management, Inc. Schwab Asset Management is a subsidiary of The Charles Schwab corporation.

Build a practice inspired by behavioral finance

The psychology of investing

Get to know common cognitive and emotional biases and steps you can take to help reduce their effects.

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Behavioral finance in action

Explore practical tools to help fine-tune your client experience, strengthen client relationships and help clients stay invested long-term.

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Portfolio strategies

Explore behavior-based investing principles and strategies that help focus your planning conversations and build bias-optimized portfolios.

Behavioral finance guide for advisors

Get a step-by-step guide to navigating client behaviors, understanding generational impacts and how to integrate behavioral finance into portfolio building and communication.

Featured content

Decoding client biases

In this article series from behavioral finance expert Omar Aguilar, Ph.D., we explore some of the most common investor biases and how advisors can help overcome them.

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Addressing client biases in a crisis

When markets are in turmoil, clients get anxious—and anxiety often leads to poor investment decisions. This short guide helps you quickly identify and address common client biases and offers key investment strategies and solutions to consider.

Helping clients deal with volatility

Share this guide with your clients during times of market volatility to help them avoid common pitfalls and stick with a rational investing plan.

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We’re here to support you

Our team of behavioral finance professionals works to bring you the insights, education, products and strategies you need to help you make the most of behavioral finance. Contact us to learn more or schedule a behavioral finance presentation for you or your clients.

Information provided herein is for general information purposes only and should not be considered an individualized recommendation or personalized investment advice. The investment strategies mentioned may not be suitable for everyone. Each investor needs to review an investment strategy for his or her own particular situation before making any investment decisions.

This information is not intended to be a substitute for specific individualized tax, legal, or investment planning advice.

Diversification strategies do not ensure a profit and do not protect against losses in declining markets.

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